Securities & Finance

Synergy has been instrumental in providing securities, finance and corporate counsel to many successful growth companies, OTCBB companies and hedge funds in their finance transactions, private placements (including bank, angel, venture and investment finance), fund formations and public company reverse mergers:

  • Structuring and Negotiation Transactions
  • Private Placements
  • Cap Table Planning
  • Equity Finance Round Structure
  • Term Sheets
  • Preferred Stock and Convertible Debt
  • Venture & Angel Capital
  • Private Equity
  • Hedge Funds
  • Fund Formation, Carried Interests and Management
  • Stock Option Plans
  • Warrants
  • Securities Law Compliance (State, Federal)
  • Public Company Reverse Mergers
  • Rule 144 Re-Sales
  • Traditional Commercial Loan Facilities
  • Secured Transactions/UCC
  • Mortgage Banking

Our clients come from a wide range of industries including software, telecommunications, manufacturing, internet and eCommerce, medical technologies, insurance and green technologies. 

What sets us apart is our understanding of the differing needs of issuers, borrowers, banks and investors, including financial and strategic investors. This breadth of experience helps us analyze and recommend transaction structures and methods of financing on terms that meet your immediate and long-term objectives. – all while protecting your interests.

Whether an established growing corporation with international operations, a small cap public company, an investment fund, or a start-up, Synergy can help you  structure private placements and negotiate investment to provide the additional capital needed to accommodate your growth.   In the public company and reverse merger arenas, Synergy’s attorneys have been instrumental in assisting clients with securities compliance, investment transaction documents and merger documents to get the deal closed on terms in line with expectations. Learn more about Venture Capital, Private Equity & Angel/Seed Investments, Public Companies or Emerging Growth

See our list of Representative Venture & Private Equity Financing Transactions.